Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 29 Sep 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (6 May 2016 to 1 Jul 2018)
    • CF30 Customer (17 Dec 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Apr 2006 to 20 Oct 2006)
    • CF22 Investment Adviser (Trainee) (15 Dec 2005 to 6 Apr 2006)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 19 Nov 2013)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (7 May 2013 to 9 Sep 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (26 Jan 2011 to 3 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.