Mark McCafferty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 22 Mar 2021)
    • CF30 Customer (since 22 Mar 2021)
    • [FCA CF] Client dealing (5 Aug 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (5 Aug 2020 to 30 Apr 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • INVEST RETIRE PROTECT LTD

    FRN 849418

    • (3)Employed By (since 22 Mar 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (7 May 2013 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 3 May 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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