Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pursuit Financial Planning Ltd (no longer approved here)

    FRN 938445

    • (1)Employed By (24 Jan 2023 to 23 Aug 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 23 Jan 2025)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • CF1 Director (AR) (7 Nov 2019 to 23 Aug 2023)
    • CF30 Customer (9 Sep 2013 to 23 Aug 2023)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 31 Aug 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Apr 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Apr 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (29 Dec 2005 to 20 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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