Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (24 Jan 2023 to 23 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 23 Jan 2025)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
- CF1 Director (AR) (7 Nov 2019 to 23 Aug 2023)
- CF30 Customer (9 Sep 2013 to 23 Aug 2023)
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- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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- CF30 Customer (15 Mar 2010 to 31 Aug 2012)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Apr 2007)
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- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Apr 2007)
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- CF22 Investment Adviser (Trainee) (29 Dec 2005 to 20 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.