Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • SMF7 Group Entity Senior Manager (20 Aug 2018 to 30 Sep 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • SMF7 Group Entity Senior Manager (1 Oct 2017 to 30 Sep 2025)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF29 Significant management (1 Nov 2007 to 30 Sep 2009)
    • CF10 Compliance Oversight (17 Apr 2007 to 18 Jun 2007)
    • CF19 Significant Mgt (Financial Resources) (9 May 2005 to 31 Oct 2007)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF29 Significant management (1 Nov 2007 to 30 Sep 2009)
    • CF10 Compliance Oversight (17 Apr 2007 to 18 Jun 2007)
    • CF2 Non Executive Director (30 Jan 2006 to 30 Jun 2009)
    • CF8 Apportionment and Oversight (8 Nov 2005 to 30 Jan 2006)
    • CF1 Director (8 Nov 2005 to 30 Jan 2006)
    • CF3 Chief Executive (8 Nov 2005 to 30 Jan 2006)
    • CF19 Significant Mgt (Financial Resources) (9 May 2005 to 8 Nov 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Dec 2001 to 30 Jun 2003)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF3 Chief Executive (11 Nov 2005 to 9 Jan 2006)
    • CF8 Apportionment and Oversight (11 Nov 2005 to 9 Jan 2006)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF3 Chief Executive (11 Nov 2005 to 9 Jan 2006)
    • CF8 Apportionment and Oversight (11 Nov 2005 to 9 Jan 2006)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF3 Chief Executive (11 Nov 2005 to 9 Jan 2006)
    • CF8 Apportionment and Oversight (11 Nov 2005 to 9 Jan 2006)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF13 Finance (7 Oct 2004 to 24 Mar 2005)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF13 Finance (7 Oct 2004 to 24 Mar 2005)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF13 Finance (7 Oct 2004 to 24 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.