Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (20 Aug 2018 to 30 Sep 2025)
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- SMF7 Group Entity Senior Manager (1 Oct 2017 to 30 Sep 2025)
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- CF29 Significant management (1 Nov 2007 to 30 Sep 2009)
- CF10 Compliance Oversight (17 Apr 2007 to 18 Jun 2007)
- CF19 Significant Mgt (Financial Resources) (9 May 2005 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 30 Sep 2009)
- CF10 Compliance Oversight (17 Apr 2007 to 18 Jun 2007)
- CF2 Non Executive Director (30 Jan 2006 to 30 Jun 2009)
- CF8 Apportionment and Oversight (8 Nov 2005 to 30 Jan 2006)
- CF1 Director (8 Nov 2005 to 30 Jan 2006)
- CF3 Chief Executive (8 Nov 2005 to 30 Jan 2006)
- CF19 Significant Mgt (Financial Resources) (9 May 2005 to 8 Nov 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Dec 2001 to 30 Jun 2003)
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- CF3 Chief Executive (11 Nov 2005 to 9 Jan 2006)
- CF8 Apportionment and Oversight (11 Nov 2005 to 9 Jan 2006)
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- CF3 Chief Executive (11 Nov 2005 to 9 Jan 2006)
- CF8 Apportionment and Oversight (11 Nov 2005 to 9 Jan 2006)
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- CF3 Chief Executive (11 Nov 2005 to 9 Jan 2006)
- CF8 Apportionment and Oversight (11 Nov 2005 to 9 Jan 2006)
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- CF13 Finance (7 Oct 2004 to 24 Mar 2005)
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- CF13 Finance (7 Oct 2004 to 24 Mar 2005)
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- CF13 Finance (7 Oct 2004 to 24 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.