Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF17 Significant Mgt (Other Business Operations) (31 Aug 2006 to 10 Nov 2006)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF17 Significant Mgt (Other Business Operations) (31 Aug 2006 to 10 Nov 2006)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF17 Significant Mgt (Other Business Operations) (31 Aug 2006 to 10 Nov 2006)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • Responsible for Insurance Mediation (6 Jun 2006 to 10 Nov 2006)
    • CF1 Director (6 Jun 2006 to 10 Nov 2006)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF8 Apportionment and Oversight (1 Jul 2005 to 30 Sep 2005)
    • CF3 Chief Executive (1 Jul 2005 to 30 Sep 2005)
    • CF17 Significant Mgt (Other Business Operations) (7 May 2002 to 30 Sep 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 May 2002 to 30 Sep 2005)
    • CF1 Director (7 May 2002 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.