Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Feb 2015)
    • CF1 Director (AR) (3 Apr 2018 to 18 May 2018)
    • CF30 Customer (3 Jul 2012 to 21 Dec 2012)
    • (9)Employed By (since 13 Apr 2015)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF22 Investment Adviser (Trainee) (29 Sep 2005 to 22 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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