Margaret Ellen Sadler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF10 Compliance Oversight (25 Jun 2007 to 3 Mar 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10 Compliance Oversight (29 May 2007 to 3 Mar 2008)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Mar 2003 to 23 Jan 2004)
    • CF11 Money Laundering Reporting (14 Jun 2002 to 1 Oct 2002)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Mar 2003 to 23 Jan 2004)
    • CF11 Money Laundering Reporting (14 Jun 2002 to 1 Oct 2002)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Mar 2003 to 23 Jan 2004)
    • CF11 Money Laundering Reporting (14 Jun 2002 to 1 Oct 2002)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Mar 2003 to 23 Jan 2004)
    • CF11 Money Laundering Reporting (14 Jun 2002 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.