Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA XL Underwriting Agencies Limited
FRN 204848
- SMF14 Senior Independent Director (since 27 Oct 2025)
- SMF12 Chair of the Remuneration Committee (24 Apr 2025 to 27 Aug 2025)
- SMF9 Chair of the Governing Body (24 Apr 2025 to 27 Aug 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Dec 2022 to 27 Oct 2025)
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AXA XL Insurance Company UK Limited
FRN 423308
- SMF14 Senior Independent Director (since 27 Oct 2025)
- SMF9 Chair of the Governing Body (24 Apr 2025 to 27 Aug 2025)
- SMF12 Chair of the Remuneration Committee (24 Apr 2025 to 27 Aug 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Dec 2022 to 27 Oct 2025)
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- SMF10 Chair of the Risk Committee (since 5 Oct 2021)
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- SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Dec 2022)
- CF2 Non Executive Director (25 Apr 2018 to 8 Dec 2019)
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- CF28 Systems and controls (25 Feb 2013 to 6 Jan 2014)
- CF10 Compliance Oversight (25 Feb 2013 to 6 Jan 2014)
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- CF28 Systems and controls (2 Jul 2009 to 6 Jan 2014)
- CF10 Compliance Oversight (2 Jul 2009 to 6 Jan 2014)
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- CF28 Systems and controls (2 Jul 2009 to 6 Jan 2014)
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- CF28 Systems and controls (2 Jul 2009 to 6 Jan 2014)
- CF10 Compliance Oversight (2 Jul 2009 to 6 Jan 2014)
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- CF28 Systems and controls (2 Jul 2009 to 6 Jan 2014)
- CF10 Compliance Oversight (2 Jul 2009 to 6 Jan 2014)
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- CF28 Systems and controls (2 Jul 2009 to 1 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.