Phoenix Wealth Services Limited

Date authorised
1 April 2013
Companies House
02238458
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
    Web
    https://www.phoenixwealth.co.uk

  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Michael Hibbert

    IRN DMH01145

    • CF30 Customer (2 Sep 2010 to 29 Sep 2010)
  • David Michael Thompson

    IRN DMT00038

    • CF1 Director (26 Jan 2011 to 1 Nov 2016)
  • David Murray Syme

    IRN DMS00006

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • David Nicholas Woollett

    IRN DNW01020

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (16 Feb 2021 to 31 Mar 2023)
    • SMF9 Chair of the Governing Body (17 Apr 2020 to 16 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2021)
    • CF10 Compliance Oversight (8 Nov 2016 to 9 Jan 2017)
    • CF1 Director (8 Nov 2016 to 9 Jan 2017)
  • David Powers

    IRN DXP02304

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • David Redvers Guthrie Murray Milne

    IRN DMM01173

    • CF30 Customer (30 Mar 2012 to 21 Sep 2012)
  • David Reid Joiner

    IRN DRJ00002

    • CF30 Customer (3 Sep 2010 to 30 Jul 2012)
  • David Robert Tidswell

    IRN DRT01017

    • CF30 Customer (21 Mar 2011 to 30 Jul 2012)
  • David Roberts

    IRN DXR00094

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • David Scott Daw

    IRN DSD01034

    • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2010)
    • CF15 Internal Audit (4 Jun 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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