David Nicholas Woollett

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Lifetime Mortgages Limited

    FRN 310206

    • SMF16 Compliance Oversight (since 8 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Aug 2025 to 7 Dec 2025)
    • SMF4 Chief Risk (16 Feb 2021 to 3 Nov 2023)
  • Standard Life Financial Advice Services Limited

    FRN 1031181

    • SMF16 Compliance Oversight (since 8 Aug 2025)
  • STANDARD LIFE FUND MANAGERS LIMITED

    FRN 651226

    • SMF16 Compliance Oversight (since 3 Jul 2025)
    • SMF4 Chief Risk (since 16 Feb 2021)
    • CF10a CASS Oversight function (5 Sep 2016 to 9 Jan 2017)
    • CF10 Compliance Oversight (18 Feb 2015 to 9 Jan 2017)
  • Phoenix Life Limited

    FRN 110418

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (16 Feb 2021 to 4 Feb 2025)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 12 Jul 2019)
    • CF29 Significant management (4 Jul 2018 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (13 Oct 2011 to 7 Mar 2012)
    • CF10 Compliance Oversight (6 Apr 2010 to 9 Jan 2017)
  • ReAssure Life Limited

    FRN 110462

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (15 Sep 2022 to 4 Feb 2025)
  • Phoenix Life CA Limited

    FRN 110481

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (1 Apr 2024 to 4 Feb 2025)
  • ReAssure Limited

    FRN 110495

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (15 Sep 2022 to 4 Feb 2025)
  • Phoenix Group Management Services Limited

    FRN 415029

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (since 16 Feb 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 16 Feb 2021)
    • CF29 Significant management (4 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Oct 2011 to 7 Mar 2012)
    • CF10 Compliance Oversight (14 Jul 2010 to 9 Jan 2017)
  • Standard Life Assurance Limited

    FRN 439567

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (16 Feb 2021 to 4 Feb 2025)
  • Namulas Pension Trustees Limited

    FRN 463426

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 21 Aug 2024)
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