Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Phoenix Wealth Services Limited
FRN 465753
- SMF16 Compliance Oversight (since 4 Feb 2025)
- SMF4 Chief Risk (16 Feb 2021 to 31 Mar 2023)
- SMF9 Chair of the Governing Body (17 Apr 2020 to 16 Feb 2021)
- SMF3 Executive Director (9 Dec 2019 to 16 Feb 2021)
- CF1 Director (8 Nov 2016 to 9 Jan 2017)
- CF10 Compliance Oversight (8 Nov 2016 to 9 Jan 2017)
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ReAssure UK Services Limited
FRN 571394
- SMF16 Compliance Oversight (since 4 Feb 2025)
- [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Dec 2024)
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Pearl Group Services Limited
FRN 571858
- SMF16 Compliance Oversight (since 4 Feb 2025)
- SMF4 Chief Risk (since 16 Feb 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 16 Feb 2021)
- CF29 Significant management (4 Jul 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Dec 2012 to 12 Apr 2013)
- CF10 Compliance Oversight (4 Dec 2012 to 9 Jan 2017)
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Sunlife Limited
FRN 769427
- SMF4 Chief Risk (since 4 Feb 2025)
- SMF4 Chief Risk (16 Feb 2021 to 11 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.