Date authorised
1 April 2013
Companies House
00980864
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +448000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandra Helen Zoe Shapiro

    IRN AHS01099

    • [FCA CF] Manager of certification employee (3 Apr 2023 to 1 Nov 2024)
  • Amy Madden

    IRN AXM02142

    • [FCA CF] Manager of certification employee (1 Aug 2024 to 1 Oct 2024)
  • Andrew Bird

    IRN AXB06765

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Apr 2022)
    • CF11 Money Laundering Reporting (15 Oct 2018 to 8 Dec 2019)
  • Andrew David Briggs

    IRN ADB01086

    • [FCA CF] Manager of certification employee (since 30 Sep 2025)
  • Angela Harris

    IRN AXH08485

    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2022)
  • Angela Susan Dixon

    IRN ASD01077

    • CF11 Money Laundering Reporting (6 Mar 2013 to 1 Sep 2018)
    • CF10a CASS Oversight function (1 Oct 2011 to 1 Sep 2018)
    • CF10 Compliance Oversight (23 Jul 2010 to 1 Sep 2018)
  • Anna Wyse

    IRN AXW26399

    • [FCA CF] Significant management (12 Apr 2021 to 5 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Apr 2021)
  • Annabel Abell

    IRN AXM14419

    • [FCA CF] Manager of certification employee (20 May 2024 to 1 Oct 2024)
  • Arif Sethi

    IRN AXS02906

    • [FCA CF] Manager of certification employee (since 18 Mar 2026)
  • Arlene Cairns

    IRN AXC03050

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.