Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (28 Feb 2021 to 1 Mar 2021)
- SMF16 Compliance Oversight (16 Mar 2020 to 26 May 2022)
- [PRA CF] Key function holder (1 Jan 2020 to 28 Feb 2021)
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- [FCA CF] Significant management (28 Feb 2021 to 1 Mar 2021)
- [PRA CF] Key function holder (30 Oct 2019 to 28 Feb 2021)
- SMF16 Compliance Oversight (7 Feb 2019 to 26 May 2022)
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- [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2022)
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- [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.