Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Mar 2026)
    • SMF3 Executive Director (since 15 Sep 2025)
    • SMF1 Chief Executive (since 15 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2024 to 14 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Sep 2025)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 14 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF29 Significant management (23 Nov 2015 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 4 Feb 2022)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)
    • [FCA CF] Client dealing (since 4 Feb 2022)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)
    • [FCA CF] Client dealing (since 4 Feb 2022)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)
    • [FCA CF] Client dealing (since 4 Feb 2022)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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