David Murray Syme

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2021)
    • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (27 Jul 2010 to 16 Sep 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
    • CF21 Investment Adviser (10 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jan 2003 to 10 Sep 2003)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.