Phoenix Wealth Services Limited

Date authorised
1 April 2013
Companies House
02238458
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
    Web
    https://www.phoenixwealth.co.uk

  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Thomas Bentley

    IRN DTB01066

    • CF30 Customer (7 Feb 2012 to 31 May 2013)
  • David Toner

    IRN DXT01403

    • CF30 Customer (1 Nov 2011 to 31 May 2013)
  • David Vorbrich

    IRN DXV56180

    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Feb 2023)
  • David William Brown

    IRN DWB01085

    • CF30 Customer (3 Sep 2010 to 31 May 2013)
  • David Wynne Morgan

    IRN DWM00018

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Dean Keith Scott

    IRN DKS01047

    • CF30 Customer (10 Aug 2011 to 12 Oct 2012)
  • Dean Nicholas Lamble

    IRN DNL01014

    • CF3 Chief Executive (8 Nov 2016 to 8 Sep 2017)
    • CF1 Director (8 Nov 2016 to 8 Sep 2017)
    • Responsible for Insurance Mediation (8 Nov 2016 to 8 Sep 2017)
    • CF29 Significant management (15 Oct 2012 to 8 Nov 2016)
  • Deborah Brady

    IRN DXB00102

    • CF30 Customer (20 Jan 2012 to 17 May 2013)
  • Deepak Sukhani

    IRN DXS01887

    • CF30 Customer (9 Sep 2010 to 30 Jul 2012)
  • Denis Duverne

    IRN DXD00037

    • CF1 Director (3 Jul 2007 to 25 Jan 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.