David Thomas Bentley

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifton Wealth Partnership Ltd

    FRN 541273

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 28 Feb 2026)
    • [FCA CF] Client dealing (since 23 May 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
  • Clifton Wealth Partnership (Aberdeen) Ltd

    FRN 991021

    • Employed By (since 28 Feb 2026)
  • Clifton Compliance Services Ltd

    FRN 480676

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 5 Jul 2013)
  • CLIFTON CONSULTING LIMITED

    FRN 541544

    • Employed By (since 5 Jul 2013)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (16 Sep 2013 to 6 Nov 2024)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (7 Feb 2012 to 31 May 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Nov 2010 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.