Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 7 Jan 2020)
- CF30 Customer (since 6 Jan 2020)
- CF30 Customer (4 Feb 2009 to 9 Mar 2009)
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Mendip Wealth Management Ltd
FRN 918374
- (1)Employed By (since 6 Jan 2020)
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- CF30 Customer (5 Jun 2019 to 27 Nov 2019)
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- CF30 Customer (28 Jan 2016 to 27 Oct 2016)
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- CF30 Customer (10 Aug 2011 to 12 Oct 2012)
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- CF30 Customer (21 Aug 2009 to 19 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.