David Redvers Guthrie Murray Milne

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVEST SOUTHWEST LIMITED

    FRN 469547

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 14 Nov 2022)
    • [FCA CF] Client dealing (since 14 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Nov 2022)
    • CF1 Director (AR) (2 Nov 2019 to 11 Nov 2022)
    • CF30 Customer (11 Jul 2014 to 11 Nov 2022)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF30 Customer (11 Feb 2025 to 10 Jun 2025)
    • CF1 Director (AR) (11 Feb 2025 to 10 Jun 2025)
  • Elite Financial Consulting Ltd (no longer approved here)

    FRN 529009

    • CF30 Customer (15 Jan 2013 to 6 Aug 2014)
  • David Murray Milne ltd (no longer approved here)

    FRN 593657

    • Employed By (15 Jan 2013 to 6 Aug 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (30 Mar 2012 to 21 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 22 Mar 2012)
    • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (21 Apr 2005 to 16 Sep 2005)
  • Clifton Associates of Bristol Ltd (no longer approved here)

    FRN 158908

    • Employed By (21 Apr 2005 to 16 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.