Perennial Financial Management Limited

Date authorised
1 April 2013
Companies House
04609753
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533
    Web
    https://www.perennial-financial.co.uk

  • Complaints Contact

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Nicholas O'Connor

    IRN PNO00002

    • CF30 Customer (14 Dec 2011 to 1 Aug 2012)
  • Paul Bullough

    IRN PAB01357

    • CF30 Customer (30 Aug 2011 to 4 Mar 2013)
  • Paul Lindsay Breaks

    IRN PLB00006

    • CF30 Customer (1 Nov 2007 to 28 Jan 2013)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
    • CF1 Director (27 Jun 2005 to 28 Jan 2013)
  • Peter Robert Bedwell

    IRN PRB00014

    • CF30 Customer (25 Aug 2009 to 5 Feb 2013)
  • Petronella Violet Anne Dunne

    IRN PVD00013

    • CF30 Customer (16 Jan 2024 to 9 Dec 2024)
  • Philip Moore

    IRN PXM01490

    • CF21 Investment Adviser (21 Dec 2005 to 21 Dec 2005)
  • Richard Anthony Britten Westlake

    IRN RAW01162

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2022)
  • Richard Ian Craddock

    IRN RIC00007

    • CF1 Director (AR) (30 Jan 2012 to 30 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (30 Jun 2005 to 1 Nov 2013)
    • CF8 Apportionment and Oversight (27 Jun 2005 to 18 Dec 2008)
    • CF1 Director (27 Jun 2005 to 1 Nov 2013)
    • CF10 Compliance Oversight (27 Jun 2005 to 10 Sep 2013)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (27 Jun 2005 to 31 Oct 2007)
  • Richard Ian McGarvey

    IRN RIM01052

    • CF1 Director (AR) (29 Dec 2021 to 21 Jun 2022)
  • Richard James Lambert Smith

    IRN RJS01483

    • CF30 Customer (10 Jun 2013 to 30 Jun 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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