Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 24 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (since 8 Mar 2022)
    • CF30 Customer (since 31 Jan 2022)
    • Employed By (since 31 Jan 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jan 2022)
    • CF30 Customer (19 Jan 2016 to 24 Jan 2022)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (204)Employed By (19 Jan 2016 to 1 Feb 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 29 Jan 2016)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2013 to 9 Sep 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (11 Jan 2013 to 12 Feb 2013)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (11 Jan 2013 to 12 Feb 2013)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (30 Aug 2011 to 4 Mar 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Dec 2010 to 1 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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