Perennial Financial Management Limited

Date authorised
1 April 2013
Companies House
04609753
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533
    Web
    https://www.perennial-financial.co.uk

  • Complaints Contact

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam John Tim Vickers

    IRN AJV01069

    • CF1 Director (AR) (27 Jan 2022 to 30 Jan 2024)
  • Alan Brian Alcock

    IRN ABA00001

    • CF30 Customer (14 Nov 2007 to 23 Jun 2008)
  • Alastair Paul Nightingale

    IRN APN01042

    • CF30 Customer (22 Jan 2010 to 13 May 2011)
  • Andrew Kay

    IRN AJK00034

    • CF30 Customer (1 Nov 2007 to 26 Feb 2010)
    • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
  • Andrew Paul Ainscow

    IRN APA01024

    • CF21 Investment Adviser (16 Mar 2007 to 17 Apr 2007)
  • Andrew Stephen Allen

    IRN ASA01084

    • CF30 Customer (23 Mar 2010 to 29 Jul 2011)
  • Andrew Wyett

    IRN AXW00033

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (since 3 Aug 2020)
    • CF30 Customer (19 Sep 2014 to 8 Dec 2019)
  • Anix Pravin Kumar Shah

    IRN AXS02153

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Anthony Leon Ashworth

    IRN AXA01502

    • CF30 Customer (15 Jun 2009 to 31 May 2010)
  • Christian Eckersley

    IRN CXE01115

    • CF30 Customer (8 Jul 2008 to 18 Feb 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.