Perennial Financial Management Limited

Date authorised
1 April 2013
Companies House
04609753
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533
    Web
    https://www.perennial-financial.co.uk

  • Complaints Contact

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christina Mary Westwood

    IRN CMW01181

    • CF1 Director (AR) (since 5 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2024)
    • CF1 Director (14 Dec 2017 to 8 Dec 2019)
  • Christopher Frederick Greaves

    IRN CXG00065

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
  • Christopher John Sheppard

    IRN CJS01287

    • CF30 Customer (1 Nov 2007 to 10 Sep 2008)
    • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 31 Oct 2007)
  • Christopher Peter Smith

    IRN CPS00007

    • CF30 Customer (9 Apr 2020 to 16 Apr 2021)
    • CF1 Director (AR) (9 Apr 2020 to 25 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
  • Daniel Condron

    IRN DXC00154

    • CF30 Customer (since 3 Feb 2025)
  • Daniel Healey

    IRN DXH00168

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 4 May 2020)
    • CF1 Director (AR) (since 4 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Darren John Traynor

    IRN DJT01264

    • CF30 Customer (2 Apr 2018 to 21 Nov 2019)
  • Darren Michael Wilson-Baylay

    IRN DMB01126

    • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • David Buckley Hughes

    IRN DBH00007

    • CF21 Investment Adviser (1 Oct 2006 to 30 Oct 2007)
  • David Mark Eastwood

    IRN DME00010

    • CF30 Customer (28 Oct 2010 to 16 Aug 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.