Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 23 May 2023)
- CF30 Customer (since 15 May 2023)
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Quilter Financial Advisers Ltd
FRN 452529
- (307)Employed By (since 15 May 2023)
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- CF30 Customer (17 Apr 2015 to 22 Feb 2016)
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- CF30 Customer (2 Jan 2013 to 24 Nov 2014)
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- (31)Employed By (2 Jan 2013 to 8 Dec 2019)
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- CF30 Customer (31 May 2011 to 4 Sep 2012)
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- CF30 Customer (1 Nov 2007 to 25 Feb 2010)
- CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Feb 2006 to 1 Dec 2006)
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- (17)Employed By (17 Feb 2006 to 1 Dec 2006)
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- CF21 Investment Adviser (13 Feb 2004 to 4 Aug 2005)
- CF22 Investment Adviser (Trainee) (31 Jan 2002 to 13 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Financial Planning For Professionals Limited
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controlled function added: (31)Employed By at Financial Planning For Professionals Limited