Christopher John Sheppard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Jan 2012)
    • CF30 Customer (since 1 Nov 2010)
  • Endeavour Financial Planning Limited

    FRN 534052

    • (1)Employed By (since 1 Nov 2010)
  • Gordon Financial Solutions Limited (no longer approved here)

    FRN 131306

    • (11)Employed By (5 Jan 2009 to 26 Jun 2009)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (1 Nov 2007 to 10 Sep 2008)
    • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 31 Oct 2007)
  • INNES REID INVESTMENTS LIMITED (no longer approved here)

    FRN 211626

    • CF22 Investment Adviser (Trainee) (5 Dec 2006 to 16 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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