INNES REID INVESTMENTS LIMITED

• Principal Place of Business

  Dee House

  67 Hoole Road

  Chester

  Cheshire

  CH2 3NJ

  UNITED KINGDOM

  Phone

  +4401244347583

  Web

  https://innesreid.co.uk

• Complaints Contact

  Dee House

  67 Hoole Road

  Chester

  Cheshire

  CH2 3NJ

  UNITED KINGDOM

  Phone

  +4401244347583

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Gareth Williamson

  IRN AGW01133

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
  • CF30 Customer (1 Dec 2013 to 8 Dec 2019)
• Christopher John Sheppard

  IRN CJS01287

  • CF22 Investment Adviser (Trainee) (5 Dec 2006 to 16 Jul 2007)
• Clive Herbert Kingsbury

  IRN CHK01005

  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 28 Feb 2026)
  • [FCA CF] Client dealing (1 Oct 2020 to 28 Feb 2026)
• Craig Stephen Kennedy

  IRN CSK01015

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Sep 2004 to 31 Oct 2007)
• Daniel Wyn Roberts

  IRN DWR01067

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Nov 2012 to 8 Dec 2019)
• Darren Anthony Crane

  IRN DAC01269

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Jul 2010 to 8 Dec 2019)
• Darren Clifford Long

  IRN DCL00011

  • CF21 Investment Adviser (1 Jan 2003 to 15 Jul 2004)
• David Alun Foulkes

  IRN DXF00273

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
  • [FCA CF] Client dealing (since 1 Jul 2023)
• James David Price

  IRN JXP01057

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
• James Gerrard Turner

  IRN JGT00008

  • CF30 Customer (1 Nov 2007 to 19 Dec 2012)
  • CF24 Pension Transfer Specialist (28 Jan 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)

No changes recorded yet.