Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jun 2025)
- CF30 Customer (4 Sep 2009 to 1 Jun 2025)
- CF1 Director (AR) (4 Sep 2009 to 22 Mar 2011)
-
- Employed By (14 Oct 2015 to 1 Jun 2025)
-
- Employed By (20 Apr 2012 to 1 Jun 2025)
-
- Employed By (4 Sep 2009 to 1 Jun 2025)
-
- CF21 Investment Adviser (1 Jan 2003 to 15 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.