Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 18 Apr 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (since 3 Aug 2020)
    • CF30 Customer (19 Sep 2014 to 8 Dec 2019)
    • (3)Employed By (since 3 Aug 2020)
    • (10)Employed By (25 Jun 2018 to 28 Jul 2020)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jun 2021)
    • CF30 Customer (16 Jun 2016 to 9 Jun 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Aug 2008 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.