Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Linden House Financial Services Ltd
FRN 947508
- (4)Employed By (since 18 Apr 2023)
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Perennial Financial Management Limited
FRN 402393
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- CF30 Customer (since 3 Aug 2020)
- CF30 Customer (19 Sep 2014 to 8 Dec 2019)
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Tring Financial Management Limited
FRN 472790
- (3)Employed By (since 3 Aug 2020)
- (10)Employed By (25 Jun 2018 to 28 Jul 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jun 2021)
- CF30 Customer (16 Jun 2016 to 9 Jun 2021)
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- CF30 Customer (11 Aug 2008 to 30 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.