Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Linden House Financial Services Ltd
FRN 947508
- (7)Employed By (since 18 Apr 2023)
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Perennial Financial Management Limited
FRN 402393
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 10 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Tring Financial Management Limited
FRN 472790
- (6)Employed By (since 10 Dec 2020)
- (19)Employed By (5 Oct 2017 to 17 Jun 2020)
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- Employed By (2 Feb 2019 to 17 Jun 2020)
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- CF30 Customer (5 Oct 2017 to 17 Jun 2020)
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- Employed By (19 Jun 2017 to 17 Jun 2020)
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- CF30 Customer (4 Jul 2016 to 9 May 2017)
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- Employed By (4 Apr 2008 to 14 Sep 2009)
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- CF30 Customer (1 Nov 2007 to 14 Sep 2009)
- CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)
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- Employed By (10 Sep 2007 to 17 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.