Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 May 2017)
    • CF30 Customer (since 10 Jan 2013)
    • Employed By (since 7 May 2019)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (10 Jan 2013 to 21 Aug 2019)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (8 Jul 2008 to 18 Feb 2013)
  • Harrow Financial Services Ltd (no longer approved here)

    FRN 211589

    • (3)Employed By (15 Feb 2006 to 11 Jul 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Feb 2004 to 31 Jan 2006)
    • CF22 Investment Adviser (Trainee) (29 May 2003 to 10 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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