Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 4 May 2017)
- CF30 Customer (since 10 Jan 2013)
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Bright FS Limited
FRN 841237
- Employed By (since 7 May 2019)
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- Employed By (10 Jan 2013 to 21 Aug 2019)
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- CF30 Customer (8 Jul 2008 to 18 Feb 2013)
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- (3)Employed By (15 Feb 2006 to 11 Jul 2008)
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- CF21 Investment Adviser (10 Feb 2004 to 31 Jan 2006)
- CF22 Investment Adviser (Trainee) (29 May 2003 to 10 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.