Adam John Tim Vickers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 6 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Sep 2015)
Ithaca Financial Planning Limited
FRN 966680
- (1)Employed By (since 5 Jan 2022)
Perennial Financial Management Limited (no longer approved here)
FRN 402393
- CF1 Director (AR) (27 Jan 2022 to 30 Jan 2024)
Custodian Financial Management Ltd (no longer approved here)
FRN 964044
- Employed By (27 Jan 2022 to 30 Jan 2024)
Jones Regan Wealth Management Ltd (no longer approved here)
FRN 484393
- (12)Employed By (22 Sep 2015 to 4 Feb 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.