Richard Anthony Britten Westlake

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
Policy Services Limited
FRN 214036
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2023)
Perennial Financial Management Limited
FRN 402393
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2022)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED
FRN 155241
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (21 Mar 2018 to 8 Dec 2019)
DILIGENTA LIMITED (no longer approved here)
FRN 438831
- CF11 Money Laundering Reporting (5 Mar 2012 to 24 Nov 2017)
Novia Financial Plc (no longer approved here)
FRN 481600
- CF10 Compliance Oversight (16 Sep 2008 to 28 Feb 2012)
- CF11 Money Laundering Reporting (16 Sep 2008 to 28 Feb 2012)
Openwork Limited (no longer approved here)
FRN 408285
- CF11 Money Laundering Reporting (23 May 2006 to 11 Apr 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.