Perennial Financial Management Limited

Date authorised
1 April 2013
Companies House
04609753
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533
    Web
    https://www.perennial-financial.co.uk

  • Complaints Contact

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Wynne Palfrey Griffiths

    IRN RWG01044

    • CF1 Director (AR) (30 Dec 2020 to 22 Feb 2022)
    • SMF3 Executive Director (16 Dec 2019 to 22 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Feb 2022)
    • CF10 Compliance Oversight (16 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Sep 2019 to 8 Dec 2019)
  • Robert Anthony Furniss

    IRN RAF00003

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
  • Robert MacPherson

    IRN RKM00003

    • CF30 Customer (25 Aug 2009 to 5 Jan 2011)
  • Ruth Foulkes

    IRN RXF00077

    • CF30 Customer (1 Feb 2008 to 26 Apr 2013)
  • Sarah Elizabeth Allen

    IRN SEA01053

    • CF1 Director (AR) (11 Aug 2020 to 4 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2024)
    • CF1 Director (23 Aug 2019 to 8 Dec 2019)
  • Sarah Louise Healey

    IRN SLG01078

    • CF1 Director (AR) (10 Feb 2023 to 14 Jun 2024)
  • Sharon Lesley Ardern

    IRN SLA01033

    • CF1 Director (AR) (4 May 2020 to 17 Feb 2023)
  • Sophie Elizabeth Marfell

    IRN SEM01129

    • CF30 Customer (24 Jun 2011 to 14 Feb 2013)
  • Stephen McGarey

    IRN SXM00057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (9 Apr 2020 to 8 Jan 2025)
    • CF1 Director (AR) (9 Apr 2020 to 25 Jun 2020)
  • Stephen Thomas Moy

    IRN STM01039

    • CF1 Director (AR) (9 Feb 2022 to 30 Jan 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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