Sarah Elizabeth Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (4 Feb 2021 to 14 May 2024)
- [FCA CF] Significant management (9 Dec 2019 to 3 Dec 2025)
Lewington Wealth Management Limited (no longer approved here)
FRN 437868
- (4)Employed By (4 Feb 2021 to 14 May 2024)
Perennial Financial Management Limited (no longer approved here)
FRN 402393
- CF1 Director (AR) (11 Aug 2020 to 4 Jan 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2024)
- CF1 Director (23 Aug 2019 to 8 Dec 2019)
Tring Financial Management Limited (no longer approved here)
FRN 472790
- (9)Employed By (11 Oct 2016 to 29 Jul 2020)
EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)
FRN 591218
- CF1 Director (AR) (11 Oct 2016 to 29 Jul 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.