Sophie Elizabeth Marfell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jun 2019)
    • CF30 Customer (since 27 Jun 2019)
  • Cleverly Planned Ltd

    FRN 842889

    • Employed By (since 27 Jun 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Jan 2013 to 26 Oct 2014)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (10 Jan 2013 to 26 Oct 2014)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (24 Jun 2011 to 14 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.