Stephen Thomas Moy

• Oath Wealth Consultants Limited

  FRN 1018009

  • (1)Employed By (since 10 Sep 2024)
• St. James's Place Wealth Management Plc

  FRN 195351

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 10 Jan 2022)
  • CF30 Customer (since 2 Jul 2021)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (13 Aug 2013 to 8 Dec 2019)
• Perennial Financial Management Limited (no longer approved here)

  FRN 402393

  • CF1 Director (AR) (9 Feb 2022 to 30 Jan 2024)
• Custodian Financial Management Ltd (no longer approved here)

  FRN 964044

  • Employed By (9 Feb 2022 to 31 Jan 2024)
• Ithaca Financial Planning Limited (no longer approved here)

  FRN 966680

  • (2)Employed By (5 Jan 2022 to 31 Oct 2024)
• Sheffield Mutual Friendly Society Limited (no longer approved here)

  FRN 139855

  • CF21 Investment Adviser (8 Apr 2004 to 1 Oct 2004)

No changes recorded yet.