Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 29 Aug 2017)
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Regent Street Advisers Ltd
FRN 785830
- (3)Employed By (since 29 Aug 2017)
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- CF30 Customer (10 Jan 2011 to 20 Nov 2012)
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- (7)Employed By (10 Jan 2011 to 20 Nov 2012)
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- CF30 Customer (25 Aug 2009 to 5 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.