Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Aug 2017)
    • (3)Employed By (since 29 Aug 2017)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (10 Jan 2011 to 20 Nov 2012)
  • Vista Financial Management Ltd (no longer approved here)

    FRN 472845

    • (7)Employed By (10 Jan 2011 to 20 Nov 2012)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (25 Aug 2009 to 5 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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