Sharon Lesley Ardern

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (22 Mar 2022 to 8 Feb 2023)
Capstone Financial Management Ltd (no longer approved here)
FRN 630674
- Employed By (22 Mar 2022 to 17 Feb 2023)
Perennial Financial Management Limited (no longer approved here)
FRN 402393
- CF1 Director (AR) (4 May 2020 to 17 Feb 2023)
Dunham Wealth Ltd (no longer approved here)
FRN 923371
- (2)Employed By (4 May 2020 to 17 Feb 2023)
EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)
FRN 591218
- CF30 Customer (28 Feb 2018 to 12 Jun 2019)
Client Servicing Ltd (no longer approved here)
FRN 797975
- Employed By (28 Feb 2018 to 12 Jun 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.