Paul Lindsay Breaks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER WEALTH LIMITED

    FRN 217742

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 5 Jul 2023)
    • CF30 Customer (since 28 Nov 2016)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Oct 2014)
    • CF1 Director (AR) (since 20 Oct 2014)
  • Financial Options Wealth Management Ltd

    FRN 563522

    • (1)Employed By (since 28 Nov 2016)
  • CJP Financial Services Ltd

    FRN 466798

    • Employed By (since 23 Oct 2014)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 20 Oct 2014)
  • Breaks Wealth Management Ltd

    FRN 631639

    • Employed By (since 16 Oct 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (11 Jan 2013 to 28 Aug 2014)
    • CF30 Customer (11 Jan 2013 to 28 Aug 2014)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (11 Jan 2013 to 28 Aug 2014)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (1 Nov 2007 to 28 Jan 2013)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
    • CF1 Director (27 Jun 2005 to 28 Jan 2013)
  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF21 Investment Adviser (3 Jun 2004 to 27 Jun 2005)
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Recent activity

Updates to this individual's record on the FCA register.

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