Financial Options Wealth Management Ltd

This firm operates as an appointed representative of QUILTER WEALTH LIMITED, QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Christian John Pepper
IRN CJP01137
- (2)Employed By (since 20 Sep 2011)
Haydn Robert Barlow
IRN HXB01348
- (2)Employed By (9 Sep 2011 to 30 Nov 2012)
Paul Lindsay Breaks
IRN PLB00006
- (1)Employed By (since 28 Nov 2016)
Sarah Lloyd
IRN SXK01675
- (3)Employed By (since 26 Feb 2021)
- (1)Employed By (14 Sep 2011 to 7 Apr 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.