Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Nov 2013)
- CF1 Director (AR) (since 17 Dec 2008)
- CF30 Customer (2 Nov 2010 to 31 Dec 2012)
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Breaks Wealth Management Ltd
FRN 631639
- Employed By (since 17 Oct 2014)
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QUILTER WEALTH LIMITED
FRN 217742
- CF1 Director (AR) (since 20 Sep 2011)
- CF1 Director (AR) (7 Sep 2010 to 25 May 2011)
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Financial Options Wealth Management Ltd
FRN 563522
- (2)Employed By (since 20 Sep 2011)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 17 Dec 2008)
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CJP Financial Services Ltd
FRN 466798
- Employed By (since 25 Apr 2007)
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- Employed By (7 Sep 2022 to 27 Sep 2023)
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- Employed By (7 Sep 2010 to 25 May 2011)
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- CF1 Director (AR) (25 Apr 2007 to 9 Aug 2007)
- CF7 Sole Trader (AR) (9 Mar 2006 to 25 Apr 2006)
- CF4 Partner (AR) (23 Nov 2004 to 9 Mar 2006)
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- Employed By (23 Nov 2004 to 9 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.