Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2025)
    • CF30 Customer (since 6 Sep 2025)
    • (1)Employed By (since 6 Sep 2025)
  • Equilibrium Financial Planning LLP (no longer approved here)

    FRN 452261

    • [FCA CF] Client dealing (4 May 2022 to 5 Aug 2025)
    • [FCA CF] Functions requiring qualifications (4 May 2022 to 5 Aug 2025)
  • MGP Investment Management Limited (no longer approved here)

    FRN 150126

    • CF30 Customer (6 Jun 2017 to 9 May 2019)
  • Adroit Financial Planning Limited (no longer approved here)

    FRN 579324

    • CF30 Customer (1 Jan 2014 to 2 Dec 2014)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (9 Sep 2011 to 30 Nov 2012)
  • Financial Options Wealth Management Ltd (no longer approved here)

    FRN 563522

    • (2)Employed By (9 Sep 2011 to 30 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.