Equilibrium Financial Planning LLP

• Principal Place of Business

  Ascot House

  Epsom Avenue

  Handforth

  Wilmslow

  Cheshire

  SK9 3DF

  UNITED KINGDOM

  Phone

  +4401614862250

  Web

  https://www.equilibrium.co.uk

• Complaints Contact

  Ascot House

  Epsom Avenue

  Handforth

  Wilmslow

  Cheshire

  SK9 3DF

  UNITED KINGDOM

  Phone

  +4401614862250

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adeav Lee Parker

  IRN AEP01054

  • CF30 Customer (30 Oct 2008 to 25 Jul 2014)
• Andrew Baker

  IRN AJB01731

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (5 Sep 2014 to 9 Dec 2019)
  • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
• Andrew Christian Clarey

  IRN ACC00039

  • CF30 Customer (1 Nov 2007 to 22 Apr 2009)
  • CF4 Partner (25 Aug 2006 to 22 Apr 2009)
  • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
• Andrew Hirst

  IRN AJH00191

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (1 Sep 2012 to 9 Dec 2019)
  • CF30 Customer (23 Nov 2011 to 8 Dec 2019)
• Ben Harrison

  IRN BXH00248

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 12 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2022)
• Benjamin Rogers

  IRN BPR01037

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
• Christopher Brindley

  IRN CXB02045

  • CF2 Non Executive Director (6 Jun 2019 to 8 Dec 2019)
• Colin Lawson

  IRN CAL00002

  • SMF1 Chief Executive (since 17 Dec 2025)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF27 Partner (9 Dec 2019 to 17 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
  • CF10 Compliance Oversight (14 Oct 2009 to 6 Apr 2010)
  • CF11 Money Laundering Reporting (14 Oct 2009 to 6 Apr 2010)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (25 Aug 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (25 Aug 2006 to 1 Nov 2007)
  • CF4 Partner (25 Aug 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (25 Aug 2006 to 30 Sep 2018)
• David Chennell

  IRN DXC00936

  • SMF3 Executive Director (since 24 Oct 2025)
• David McKendrick

  IRN DXM01858

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (1 Sep 2014 to 9 Dec 2019)
  • CF30 Customer (2 Sep 2013 to 8 Dec 2019)

No changes recorded yet.