Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Equilibrium Financial Planning LLP
FRN 452261
- SMF1 Chief Executive (since 17 Dec 2025)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2025)
- SMF27 Partner (9 Dec 2019 to 17 Dec 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
- CF10 Compliance Oversight (14 Oct 2009 to 6 Apr 2010)
- CF11 Money Laundering Reporting (14 Oct 2009 to 6 Apr 2010)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Aug 2006 to 30 Sep 2018)
- CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (25 Aug 2006 to 31 Oct 2007)
- CF4 Partner (25 Aug 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (25 Aug 2006 to 1 Nov 2007)
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Equilibrium Investment Management LLP
FRN 776977
- SMF1 Chief Executive (since 17 Dec 2025)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF27 Partner (9 Dec 2019 to 17 Dec 2025)
- Responsible for Insurance Mediation (1 Sep 2017 to 30 Sep 2018)
- CF4 Partner (1 Sep 2017 to 8 Dec 2019)
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- (6)Employed By (1 Oct 1998 to 31 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.