Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 17 Dec 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2025)
    • SMF27 Partner (9 Dec 2019 to 17 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
    • CF10 Compliance Oversight (14 Oct 2009 to 6 Apr 2010)
    • CF11 Money Laundering Reporting (14 Oct 2009 to 6 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Aug 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (25 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (25 Aug 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Aug 2006 to 1 Nov 2007)
    • SMF1 Chief Executive (since 17 Dec 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF27 Partner (9 Dec 2019 to 17 Dec 2025)
    • Responsible for Insurance Mediation (1 Sep 2017 to 30 Sep 2018)
    • CF4 Partner (1 Sep 2017 to 8 Dec 2019)
  • Applewood Financial (no longer approved here)

    FRN 173402

    • (6)Employed By (1 Oct 1998 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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