Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 17 Jul 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Apr 2012)
  • Kellands (Hale) Limited (no longer approved here)

    FRN 193498

    • CF30 Customer (17 Aug 2009 to 2 Apr 2012)
  • Equilibrium Financial Planning LLP (no longer approved here)

    FRN 452261

    • CF30 Customer (1 Nov 2007 to 22 Apr 2009)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (25 Aug 2006 to 22 Apr 2009)
  • Applewood Financial (no longer approved here)

    FRN 173402

    • (5)Employed By (18 Jan 2001 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.