David McKendrick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equilibrium Financial Planning LLP

    FRN 452261

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (1 Sep 2014 to 9 Dec 2019)
    • CF30 Customer (2 Sep 2013 to 8 Dec 2019)
  • RPG Consulting Limited (no longer approved here)

    FRN 190539

    • CF30 Customer (1 Nov 2007 to 30 Aug 2013)
    • CF10 Compliance Oversight (9 Jan 2007 to 30 Aug 2013)
    • CF11 Money Laundering Reporting (9 Jan 2007 to 30 Aug 2013)
    • CF21 Investment Adviser (7 Jul 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (7 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2005 to 7 Jul 2006)
    • CF1 Director (15 Mar 2005 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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