Sarah Lloyd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Options Wealth Management Ltd

    FRN 563522

    • (3)Employed By (since 26 Feb 2021)
    • (1)Employed By (14 Sep 2011 to 7 Apr 2016)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Mar 2013)
    • CF30 Customer (since 26 Jun 2009)
  • QUILTER WEALTH LIMITED

    FRN 217742

    • CF1 Director (AR) (since 8 Apr 2016)
  • Breaks Wealth Management Ltd

    FRN 631639

    • Employed By (since 17 Oct 2014)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 28 Mar 2013)
  • CJP Financial Services Ltd

    FRN 466798

    • Employed By (since 26 Jun 2009)
  • Angela Andrew Financial Services Ltd (no longer approved here)

    FRN 626589

    • Employed By (14 Sep 2022 to 27 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.