Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (22 Jan 2013 to 31 Dec 2013)
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- Employed By (22 Jan 2013 to 31 Dec 2013)
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- CF1 Director (AR) (30 Jan 2012 to 30 Apr 2013)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- Responsible for Insurance Mediation (30 Jun 2005 to 1 Nov 2013)
- CF10 Compliance Oversight (27 Jun 2005 to 10 Sep 2013)
- CF1 Director (27 Jun 2005 to 1 Nov 2013)
- CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (27 Jun 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (27 Jun 2005 to 18 Dec 2008)
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- CF21 Investment Adviser (8 Apr 2003 to 27 Jun 2005)
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- Employed By (8 Apr 2003 to 27 Jun 2005)
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- (3)Employed By (30 Sep 1999 to 16 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.