Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WPS ADVISORY Ltd
FRN 624546
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 6 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
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- CF30 Customer (16 Jan 2024 to 9 Dec 2024)
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- (3)Employed By (16 Jan 2024 to 9 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
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