Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (16 Jan 2024 to 9 Dec 2024)
  • Dunham Wealth Ltd (no longer approved here)

    FRN 923371

    • (3)Employed By (16 Jan 2024 to 9 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.