Richard James Lambert Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TITAN WEALTH PLANNING LTD

    FRN 574458

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
  • LEBC Group Limited

    FRN 760755

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2020)
    • [FCA CF] Client dealing (since 14 Dec 2020)
  • Bright FS Limited (no longer approved here)

    FRN 841237

    • Employed By (7 May 2019 to 30 Oct 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Jun 2014 to 30 Oct 2020)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (24 Jun 2014 to 30 Oct 2020)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (10 Jun 2013 to 30 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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